Job Description

Mandate Compliance Analyst

  • 11 Dec 2024
  • Sydney
  • FullTime

Our client, an financial services icon, is a leading provider of innovative investment management solutions.  In recent years they have added substantially to their client base and they continue to experience substantial growth in funds under management.  With an institutional client base this is an organisation that can offer you a long term career.  

Reporting to the Head of Performance and Mandate Compliance you will form part of the Investment Risk team that covers Investment Compliance, Portfolio Investment Risk and Front Office systems and data.  This position operates in a dynamic and deadline driven environment and is well suited to those with strong analytical skills coupled with a high attention to detail.

Key responsibilities will include:

  • Monitoring of fund mandates and internal policy limits.
  • Management of investment related data and system control.
  • Front office support.
  • Development, implementation and documentation of policies and procedures across IM's risk and control environment,
  • Client reporting to third party compliance clients.
  • Data extraction for client reporting.

To be successful in your application you will need to have 3 years + experience in an operational, risk and/or compliance role within the funds management industry, have strong written and verbal communication skills and have a sound understanding of the investments markets.  This is a team based role, however, you must be a self starter and be able to take responsibility for your actions.